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Investment Monitoring Agreements: Potential Adequacy Problem

By The Editors on February 4, 2010
Posted in Certification

Last month, when the Florida SBA held its “beauty contest,” a number of plaintiffs’ firms put their internal workings on display in the hopes of securing its business. At the time, I noted that many of these firms offered investment monitoring services to their clients. In return for this free “investment monitoring,” the investor presumably…

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